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Notifications
నవం 06, 2012
Standardisation and Enhancement of Security Features in Cheque Forms - Migrating to CTS 2010 Standards
RBI/2012-13/280 DNBS.PD/CC.NO.308/03.10.001/2012-13 November 6, 2012 All NBFCs Dear Sir, Standardisation and Enhancement of Security Features in Cheque Forms - Migrating to CTS 2010 Standards "CTS-2010 standard“ is a set of benchmarks towards achieving standardisation of cheques issued by banks across the country. These include provision of mandatory minimum security features on cheque forms like quality of paper, watermark, bank's logo in invisible ink, void pantogra
RBI/2012-13/280 DNBS.PD/CC.NO.308/03.10.001/2012-13 November 6, 2012 All NBFCs Dear Sir, Standardisation and Enhancement of Security Features in Cheque Forms - Migrating to CTS 2010 Standards "CTS-2010 standard“ is a set of benchmarks towards achieving standardisation of cheques issued by banks across the country. These include provision of mandatory minimum security features on cheque forms like quality of paper, watermark, bank's logo in invisible ink, void pantogra
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అక్టో 03, 2012
Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List
RBI/2012-13/232 DNBS(PD).CC. No 306/03.10.42/2012-13 October 3, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989( 2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC.No 302/03.10.42/2012-13 dated September 7, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated July 5, 2012, July 20, 2012 and Jul
RBI/2012-13/232 DNBS(PD).CC. No 306/03.10.42/2012-13 October 3, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989( 2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC.No 302/03.10.42/2012-13 dated September 7, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated July 5, 2012, July 20, 2012 and Jul
అక్టో 03, 2012
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List
RBI/2012-13/231 DNBS(PD).CC. No 305/03.10.42/2012-13 October 3 , 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS (PD).CC. No 295 /03.10.42 /2012-13 dated July 11, 2012 . The Chairman of UN Security Council's 1988 Committee has issued notes dated June 27, 2012, July 2, 2012, July 19, 2012, August 13, 2012 and August 15,
RBI/2012-13/231 DNBS(PD).CC. No 305/03.10.42/2012-13 October 3 , 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS (PD).CC. No 295 /03.10.42 /2012-13 dated July 11, 2012 . The Chairman of UN Security Council's 1988 Committee has issued notes dated June 27, 2012, July 2, 2012, July 19, 2012, August 13, 2012 and August 15,
సెప్టెం 17, 2012
NBFCs/RNBCs - Anti-Money Laundering/Combating of Financing of Terrorism - Standards
RBI/2012-13/210 DNBS(PD).CC.No304/03.10.42/2012-13 September 17, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards Please refer to DNBS(PD).CC.No.270/03.10.42/2011-12 dated April 4, 2012 on risks arising from the deficiencies in AML/CFT regime of certain jurisdictions. 2. Financial Action Task Force (FATF) has updated its Statement on June 22, 2012 on t
RBI/2012-13/210 DNBS(PD).CC.No304/03.10.42/2012-13 September 17, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards Please refer to DNBS(PD).CC.No.270/03.10.42/2011-12 dated April 4, 2012 on risks arising from the deficiencies in AML/CFT regime of certain jurisdictions. 2. Financial Action Task Force (FATF) has updated its Statement on June 22, 2012 on t
సెప్టెం 14, 2012
The Non-Banking Financial Company -Factors (Reserve Bank) Directions, 2012
RBI/2012-2013/207 DNBS (PD) CC. No.303/ Factor / 22.10.91/ 2012-13 September 14, 2012 All NBFCs Dear Sir, The Non-Banking Financial Company –Factors (Reserve Bank) Directions, 2012 It may be recalled that the Bank had issued the captioned Directions on July 23, 2012. In continuation, notifications amending the Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, the Non-Banking Financial (Non- Deposit Accepti
RBI/2012-2013/207 DNBS (PD) CC. No.303/ Factor / 22.10.91/ 2012-13 September 14, 2012 All NBFCs Dear Sir, The Non-Banking Financial Company –Factors (Reserve Bank) Directions, 2012 It may be recalled that the Bank had issued the captioned Directions on July 23, 2012. In continuation, notifications amending the Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, the Non-Banking Financial (Non- Deposit Accepti
ఆగ 03, 2012
Non Banking Financial Company-Micro Finance Institutions (NBFC-MFIs) - Directions - Modifications
RBI/2012-13/161 DNBS (PD) CC.No.300 /03.10.038/2012-13 August@@NBSP@@ 03 , 2012 All NBFCs Dear Sir, ‘Non Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) – Directions – Modifications Please refer to the Directions issued vide RBI(PD)CC.250 dated December 02, 2011 wherein a new category of NBFCs, viz., Non Banking Financial Company-Micro Finance Institution (NBFC-MFI) was created along with a regulatory framework governing the same. The Bank has been r
RBI/2012-13/161 DNBS (PD) CC.No.300 /03.10.038/2012-13 August@@NBSP@@ 03 , 2012 All NBFCs Dear Sir, ‘Non Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) – Directions – Modifications Please refer to the Directions issued vide RBI(PD)CC.250 dated December 02, 2011 wherein a new category of NBFCs, viz., Non Banking Financial Company-Micro Finance Institution (NBFC-MFI) was created along with a regulatory framework governing the same. The Bank has been r
ఆగ 01, 2012
Revised Capital Adequacy Framework for Off-Balance sheet items for NBFCs - Clarifications
RBI/2012-13/154 DNBS.PD.CC No.299/03.10.001/2012-13 August 1, 2012 To All NBFCs (excluding RNBCs) Dear Sir, Revised Capital Adequacy Framework for Off-Balance sheet items for NBFCs - Clarifications The Bank had issued the circular DNBS.CC.PD.No.252/03.10.01/2011-12 dated Dec 26, 2011 along with notifications DNBS.PD.No.237 and 238/CGM(US)-2011 on the captioned subject. Certain clarifications are issued with regard to the treatment of undrawn / partially undrawn fund-b
RBI/2012-13/154 DNBS.PD.CC No.299/03.10.001/2012-13 August 1, 2012 To All NBFCs (excluding RNBCs) Dear Sir, Revised Capital Adequacy Framework for Off-Balance sheet items for NBFCs - Clarifications The Bank had issued the circular DNBS.CC.PD.No.252/03.10.01/2011-12 dated Dec 26, 2011 along with notifications DNBS.PD.No.237 and 238/CGM(US)-2011 on the captioned subject. Certain clarifications are issued with regard to the treatment of undrawn / partially undrawn fund-b
జులై 26, 2012
KYC Norms/AML Standards/Combating Financing of Terrorism -Risk Categorisation and Updation of Customer Profiles
RBI/2012-13/144 DNBS(PD).CC.No.298/03.10.42 /2012-13 July 26, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT)-Risk Categorization and updation of Customer Profiles Please refer to para 16 on Assessment and Monitoring of Risk of Master Circular DNBS (PD) CC No.285 /03.10.42/ 2012-13 dated July 2, 2012 on KYC/AML/CFT 2. In o
RBI/2012-13/144 DNBS(PD).CC.No.298/03.10.42 /2012-13 July 26, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT)-Risk Categorization and updation of Customer Profiles Please refer to para 16 on Assessment and Monitoring of Risk of Master Circular DNBS (PD) CC No.285 /03.10.42/ 2012-13 dated July 2, 2012 on KYC/AML/CFT 2. In o
జులై 23, 2012
The Non-Banking Financial Company -Factors (Reserve Bank) Directions, 2012
RBI/2012-2013/140 DNBS (PD) CC. No. 297 / Factor / 22.10.91/ 2012-13 July 23, 2012 All NBFCs Dear Sir, The Non-Banking Financial Company –Factors (Reserve Bank) Directions, 2012 The Central Government has notified the Factoring Regulation Act, 2011 on January 22, 2012. The Act aims to regulate Factors and assignment of receivables in favour of Factors, as also delineate the rights and obligations of parties to assignment of receivables. 2. Under the Act, factoring com
RBI/2012-2013/140 DNBS (PD) CC. No. 297 / Factor / 22.10.91/ 2012-13 July 23, 2012 All NBFCs Dear Sir, The Non-Banking Financial Company –Factors (Reserve Bank) Directions, 2012 The Central Government has notified the Factoring Regulation Act, 2011 on January 22, 2012. The Act aims to regulate Factors and assignment of receivables in favour of Factors, as also delineate the rights and obligations of parties to assignment of receivables. 2. Under the Act, factoring com
జులై 11, 2012
Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR Committee's Al Qaida Sanctions List
RBI/2012-13/126 DNBS (PD).CC. No 296/03.10.42/2012-13 July 11, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989(2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC.No 294/03.10.42/2012-13 dated July 5, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued a note dated May 25, 2012 (copy enclosed) regarding ch
RBI/2012-13/126 DNBS (PD).CC. No 296/03.10.42/2012-13 July 11, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989(2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC.No 294/03.10.42/2012-13 dated July 5, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued a note dated May 25, 2012 (copy enclosed) regarding ch
జులై 11, 2012
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List
RBI/2012-13/125 DNBS (PD).CC. No295/03.10.42/2012-13 July 11, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS (PD).CC. No 268 /03.10.42 /2011-12 dated April 4, 2012. The Chairman of UN Security Council's@@NBSP@@ 1988 Committee has issued notes dated March 2, 2012, March 19, 2012, May 18, 2012 June 1, 2012 and June 11, 2
RBI/2012-13/125 DNBS (PD).CC. No295/03.10.42/2012-13 July 11, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS (PD).CC. No 268 /03.10.42 /2011-12 dated April 4, 2012. The Chairman of UN Security Council's@@NBSP@@ 1988 Committee has issued notes dated March 2, 2012, March 19, 2012, May 18, 2012 June 1, 2012 and June 11, 2
జులై 05, 2012
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List
RBI/2012-13/115 DNBS(PD).CC.No 294/03.10.42/2012-13 July 05, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC. No 271/03.10.42/2011-12 dated May 3, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated April 30, 2012, May 3, 2012, May 7, 2012,
RBI/2012-13/115 DNBS(PD).CC.No 294/03.10.42/2012-13 July 05, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC. No 271/03.10.42/2011-12 dated May 3, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated April 30, 2012, May 3, 2012, May 7, 2012,
మే 30, 2012
Uniformity in Risk weight for assets covering PPP and post COD projects
RBI/2011-12/581 DNBS.PD.CC.No.276/03.02.089/2011-12 May 30, 2012 All Infrastructure Finance Companies Uniformity in Risk weight for assets covering PPP and post COD projects The Reserve Bank, vide its notification No.DNBS.233/CGM(US)-2011 dated November 21, 2011 viz; Infrastructure Debt Fund-Non-Banking Financial Companies (Reserve Bank) Directions, 2011 issued detailed guidelines with regard to regulation of IDF-NBFCs.In terms of the Guidelines,for the purpose of com
RBI/2011-12/581 DNBS.PD.CC.No.276/03.02.089/2011-12 May 30, 2012 All Infrastructure Finance Companies Uniformity in Risk weight for assets covering PPP and post COD projects The Reserve Bank, vide its notification No.DNBS.233/CGM(US)-2011 dated November 21, 2011 viz; Infrastructure Debt Fund-Non-Banking Financial Companies (Reserve Bank) Directions, 2011 issued detailed guidelines with regard to regulation of IDF-NBFCs.In terms of the Guidelines,for the purpose of com
మే 29, 2012
Know Your Customer (KYC) guidelines - accounts of proprietary concerns
RBI/2011-12/579 DNBS(PD).CC. No 275/03.10.42/2011-12 May 29, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) guidelines - accounts of proprietary concerns A reference is invited to para 1 and Annex vi of the Master Circular DNBS (PD) CC No.231/03.10.42/2011-12 dated July 1, 2011 on Master Circular – 'Know Your Customer' (KYC) Guidelines – Anti Money Laundering Standards (AML) - 'Prevention of Money Launderi
RBI/2011-12/579 DNBS(PD).CC. No 275/03.10.42/2011-12 May 29, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) guidelines - accounts of proprietary concerns A reference is invited to para 1 and Annex vi of the Master Circular DNBS (PD) CC No.231/03.10.42/2011-12 dated July 1, 2011 on Master Circular – 'Know Your Customer' (KYC) Guidelines – Anti Money Laundering Standards (AML) - 'Prevention of Money Launderi
మే 11, 2012
Core Investment Companies (Reserve Bank) Directions, 2011 - Clarification on CICs Issuing Guarantees
RBI/2011-12/557 DNBS.PD.CC.No.274/03.02.089/2011-12 May 11, 2012 All Core Investment Companies Core Investment Companies (Reserve Bank) Directions, 2011 – Clarification on CICs Issuing Guarantees In terms of the Core Investment Companies (Reserve Bank) Directions, 2011 dated January 05, 2011, every Systemically Important Core Investment Company (CIC-ND-SI) shall, apply to the Reserve Bank of India for grant of Certificate of Registration. Systemically important core i
RBI/2011-12/557 DNBS.PD.CC.No.274/03.02.089/2011-12 May 11, 2012 All Core Investment Companies Core Investment Companies (Reserve Bank) Directions, 2011 – Clarification on CICs Issuing Guarantees In terms of the Core Investment Companies (Reserve Bank) Directions, 2011 dated January 05, 2011, every Systemically Important Core Investment Company (CIC-ND-SI) shall, apply to the Reserve Bank of India for grant of Certificate of Registration. Systemically important core i
మే 11, 2012
NBFCs - Rating of Fixed Deposits by Brickwork Ratings Pvt Ltd
RBI/2011-12/555 DNBS.PD. CC No. 272/03.10.01/2011-12 May 11, 2012 All Non-Banking Financial Companies (except Residuary Non-Banking Companies and Miscellaneous Non-Banking Companies) Dear Sir, Acceptance of Public Deposits Directions, 1998 – Eligible Credit Rating Agencies-Rating of Fixed Deposits by Brickwork Ratings Pvt Ltd (Brickwork) Please refer to the Master Circular DNBS (PD) CC No.223 / 03.02.001 / 2011-12 dated July 1, 2011 on Non-Banking Financial Companies
RBI/2011-12/555 DNBS.PD. CC No. 272/03.10.01/2011-12 May 11, 2012 All Non-Banking Financial Companies (except Residuary Non-Banking Companies and Miscellaneous Non-Banking Companies) Dear Sir, Acceptance of Public Deposits Directions, 1998 – Eligible Credit Rating Agencies-Rating of Fixed Deposits by Brickwork Ratings Pvt Ltd (Brickwork) Please refer to the Master Circular DNBS (PD) CC No.223 / 03.02.001 / 2011-12 dated July 1, 2011 on Non-Banking Financial Companies
మే 11, 2012
Infrastructure Finance Companies - Eligible Credit Rating Agencies - Brickwork Ratings India Pvt. Ltd.
RBI/2011-12/556 DNBS.PD. CC No. 273/03.10.01/2011-12 May 11 , 2012 All Infrastructure Finance Companies, Non-Banking Financial Companies excluding Residuary Non-Banking Companies Dear Sir, Prudential Norms Directions, 2007 - Infrastructure Finance Companies - Eligible Credit Rating Agencies - Brickwork Ratings India Pvt. Ltd. (Brickwork) Please refer to the Master Circular DNBS (PD) CC No.225@@NBSP@@ / 03.02.001 / 2011-12 dated July 1, 2011 on Non-Banking Financial (N
RBI/2011-12/556 DNBS.PD. CC No. 273/03.10.01/2011-12 May 11 , 2012 All Infrastructure Finance Companies, Non-Banking Financial Companies excluding Residuary Non-Banking Companies Dear Sir, Prudential Norms Directions, 2007 - Infrastructure Finance Companies - Eligible Credit Rating Agencies - Brickwork Ratings India Pvt. Ltd. (Brickwork) Please refer to the Master Circular DNBS (PD) CC No.225@@NBSP@@ / 03.02.001 / 2011-12 dated July 1, 2011 on Non-Banking Financial (N
ఏప్రి 04, 2012
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List
RBI/2011-12/485DNBS (PD).CC. No 268/03.10.42 /2011-12 April 04, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS(PD).CC. No 262/03.10.42 /2011-12 dated March 20, 2012. The Chairman of UN Security Council's@@NBSP@@ 1988 Committee has issued a note dated February 14, 2012 (copy enclosed) regarding changes made in the “1988
RBI/2011-12/485DNBS (PD).CC. No 268/03.10.42 /2011-12 April 04, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS(PD).CC. No 262/03.10.42 /2011-12 dated March 20, 2012. The Chairman of UN Security Council's@@NBSP@@ 1988 Committee has issued a note dated February 14, 2012 (copy enclosed) regarding changes made in the “1988
ఏప్రి 04, 2012
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards
RBI/2011-12/487 DNBS(PD).CC. No.270 /03.10.42 /2011-12 April 04 , 2012 @@NBSP@@ All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards Please refer to DNBS(PD).CC.No.257/03.10.42/ 2011-12 dated March 14, 2012 on risks arising from the deficiencies in AML/CFT regime of certain jurisdictions. 2. @@NBSP@@Financial Action Task Force (FATF) has updated its Statement o
RBI/2011-12/487 DNBS(PD).CC. No.270 /03.10.42 /2011-12 April 04 , 2012 @@NBSP@@ All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards Please refer to DNBS(PD).CC.No.257/03.10.42/ 2011-12 dated March 14, 2012 on risks arising from the deficiencies in AML/CFT regime of certain jurisdictions. 2. @@NBSP@@Financial Action Task Force (FATF) has updated its Statement o
ఏప్రి 04, 2012
Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR Committee's Al Qaida Sanctions List
RBI/2011-12/486 DNBS(PD).CC. No.269 /03.10.42 /2011-12 April 04 , 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989( 2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC. No 267 /03.10.42 /2011-12 dated March 26, 2011. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated February 23, 2012, March 6, 2012,
RBI/2011-12/486 DNBS(PD).CC. No.269 /03.10.42 /2011-12 April 04 , 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989( 2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC. No 267 /03.10.42 /2011-12 dated March 26, 2011. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes dated February 23, 2012, March 6, 2012,
మార్చి 26, 2012
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1267 (1999) /2989 (2011) Committee's Al Qaida Sanctions List
RBI/2011-12/471 DNBS(PD).CC. No 267/03.10.42/2011-12 March 26, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1267 (1999) /2989 (2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC. No 261/03.10.42 /2011-12 dated March 20, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued note on January 26, 2012 (copy enclosed) regarding
RBI/2011-12/471 DNBS(PD).CC. No 267/03.10.42/2011-12 March 26, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1267 (1999) /2989 (2011) Committee's Al Qaida Sanctions List Please refer to DNBS (PD).CC. No 261/03.10.42 /2011-12 dated March 20, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued note on January 26, 2012 (copy enclosed) regarding
మార్చి 21, 2012
NBFCs - KYC Norms/AML Standards/Combating Financing of Terrorism/Obligation of banks under PMLA, 2002- Assessment and Monitoring of Risk
RBI/2011-12/466 DNBS(PD).CC. No 264/03.10.42/2011-12 March 21, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT)/Obligation of banks under Prevention of Money Laundering Act (PMLA), 2002- Assessment and Monitoring of Risk Please refer to our Master Circular DNBC(PD)CC No 231/03.10.42/2011 -12 dated July 01, 2011 on Know Your
RBI/2011-12/466 DNBS(PD).CC. No 264/03.10.42/2011-12 March 21, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT)/Obligation of banks under Prevention of Money Laundering Act (PMLA), 2002- Assessment and Monitoring of Risk Please refer to our Master Circular DNBC(PD)CC No 231/03.10.42/2011 -12 dated July 01, 2011 on Know Your
మార్చి 21, 2012
NBFCs - Lending Against Security of Single Product - Gold Jewellery
RBI/2011-12/467 DNBS.CC.PD.No.265/03.10.01/2011-12 March 21, 2012 To All NBFCs Dear Sir, Lending Against Security of Single Product – Gold Jewellery It is observed that NBFCs that are predominantly engaged in lending against the collateral of gold jewellery have recorded significant growth in recent years both in terms of size of their balance sheet and physical presence. This in turn, has led to their increased dependence on public funds including bank finance and no
RBI/2011-12/467 DNBS.CC.PD.No.265/03.10.01/2011-12 March 21, 2012 To All NBFCs Dear Sir, Lending Against Security of Single Product – Gold Jewellery It is observed that NBFCs that are predominantly engaged in lending against the collateral of gold jewellery have recorded significant growth in recent years both in terms of size of their balance sheet and physical presence. This in turn, has led to their increased dependence on public funds including bank finance and no
మార్చి 20, 2012
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List
RBI/2011-12/460 DNBS (PD).CC. No 262 /03.10.42 /2011-12 March 20, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS (PD).CC. No 260/03.10.42 /2011-12 dated March 15, 2012. The Chairman of UN Security Council's 1988 Committee has issued notes dated July 5, 2011, July 18, 2011, July 29, 2011, August 16, 2011, October 4, 201
RBI/2011-12/460 DNBS (PD).CC. No 262 /03.10.42 /2011-12 March 20, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List Please refer to DNBS (PD).CC. No 260/03.10.42 /2011-12 dated March 15, 2012. The Chairman of UN Security Council's 1988 Committee has issued notes dated July 5, 2011, July 18, 2011, July 29, 2011, August 16, 2011, October 4, 201
మార్చి 20, 2012
Implementation of Section 51 A of UAPA, 1967 -Updates of the UNSCR Committee's Al Qaida Sanctions List
RBI/2011-12/459 DNBS (PD).CC. No 261 /03.10.42 /2011-12 March@@NBSP@@ 20, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al Qaida Sanctions List Please refer to DNBS(PD).CC. No 260/03.10.42/2011-12 dated March 15, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes on October 5, 2011, October 17,
RBI/2011-12/459 DNBS (PD).CC. No 261 /03.10.42 /2011-12 March@@NBSP@@ 20, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al Qaida Sanctions List Please refer to DNBS(PD).CC. No 260/03.10.42/2011-12 dated March 15, 2012. The Chairman of UN Security Council's 1267/ 1989 Committee has issued notes on October 5, 2011, October 17,
మార్చి 20, 2012
Non Banking Financial Company-Micro Finance Institutions (NBFC-MFIs) - Provisioning Norms- Extension of time
RBI/2011-12/463 DNBS.PD/ CC.No.263 / 03.10.038 /2011-12 March 20, 2012 All NBFCs (excluding RNBCs) Dear Sir, 'Non Banking Financial Company-Micro Finance Institutions' (NBFC-MFIs) - Provisioning Norms- Extension of time A new category of NBFCs namely 'Non Banking Financial Company-Micro Finance Institutions' (NBFC-MFIs) was introduced vide DNBS.CC.PD.No.250/03.10.01/2011-12 dated December 02, 2011, which also contained guidelines on asset classification and provisioni
RBI/2011-12/463 DNBS.PD/ CC.No.263 / 03.10.038 /2011-12 March 20, 2012 All NBFCs (excluding RNBCs) Dear Sir, 'Non Banking Financial Company-Micro Finance Institutions' (NBFC-MFIs) - Provisioning Norms- Extension of time A new category of NBFCs namely 'Non Banking Financial Company-Micro Finance Institutions' (NBFC-MFIs) was introduced vide DNBS.CC.PD.No.250/03.10.01/2011-12 dated December 02, 2011, which also contained guidelines on asset classification and provisioni
మార్చి 15, 2012
Implementation of Section 51-A of UAPA, 1967- Splitting of UNSC 1267 Committee's list of individuals and entities linked to Al-Qaida and Taliban
RBI/2011-12/447 DNBS(PD).CC. No 260 /03.10.42 /2011-12 March 15, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967- Splitting of UNSC 1267 Committee's list of individuals and entities linked to Al-Qaida and Taliban Please refer to the UN Security Council's 1267 Committee’s Consolidated List of individuals and entities linked to Al-Qaida and Taliban who are subject to the assets freeze, tra
RBI/2011-12/447 DNBS(PD).CC. No 260 /03.10.42 /2011-12 March 15, 2012 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Section 51-A of UAPA, 1967- Splitting of UNSC 1267 Committee's list of individuals and entities linked to Al-Qaida and Taliban Please refer to the UN Security Council's 1267 Committee’s Consolidated List of individuals and entities linked to Al-Qaida and Taliban who are subject to the assets freeze, tra
మార్చి 15, 2012
Non- Reckoning Fixed Deposits with Banks as Financial Assets
RBI/2011-12/446 DNBS (PD)CC.No.259 /03.02.59/2011-12 March 15, 2012 All Non Banking Financial Companies (excluding Residuary Non Banking Companies) Dear Sir, Non- Reckoning Fixed Deposits with Banks as Financial Assets In terms of Section 45IA (1) of the RBI Act 1934, no non-banking financial company shall commence business or carry on the business of a non-banking financial institution without (a) obtaining a certificate of registration (CoR) from the Reserve Bank an
RBI/2011-12/446 DNBS (PD)CC.No.259 /03.02.59/2011-12 March 15, 2012 All Non Banking Financial Companies (excluding Residuary Non Banking Companies) Dear Sir, Non- Reckoning Fixed Deposits with Banks as Financial Assets In terms of Section 45IA (1) of the RBI Act 1934, no non-banking financial company shall commence business or carry on the business of a non-banking financial institution without (a) obtaining a certificate of registration (CoR) from the Reserve Bank an
మార్చి 02, 2012
Monitoring of frauds
RBI/2011-12/424 DNBS.PD.CC. No. 256 /03.10.042 / 2011-12 March 02, 2012 All Non-Deposit taking NBFCs with asset size of Rs.100 crore and above and Deposit taking NBFCs Dear Sirs, Monitoring of frauds A reference is invited to DNBS(PD)CC.No.59/03.10.42/2005-06 dated October 26, 2005 which contained guidelines on classification of frauds, approach towards monitoring of and reporting system for frauds for deposit taking NBFCs. 2. It has now been decided to extend the sam
RBI/2011-12/424 DNBS.PD.CC. No. 256 /03.10.042 / 2011-12 March 02, 2012 All Non-Deposit taking NBFCs with asset size of Rs.100 crore and above and Deposit taking NBFCs Dear Sirs, Monitoring of frauds A reference is invited to DNBS(PD)CC.No.59/03.10.42/2005-06 dated October 26, 2005 which contained guidelines on classification of frauds, approach towards monitoring of and reporting system for frauds for deposit taking NBFCs. 2. It has now been decided to extend the sam
డిసెం 30, 2011
Revised Capital Adequacy Framework for Off-Balance Sheet Items for NBFCs-Clarification
RBI/2011-12/333 DNBS.CC.PD.No.254/03.10.01/2011-12 December 30, 2011 To All NBFCs (excluding RNBCs) Dear Sir, Revised Capital Adequacy Framework for Off-Balance Sheet Items for NBFCs-Clarification Please refer to the Company Circular No.252 and Notifications No.237 and 238 all dated December 26, 2011 on the captioned subject. 2.@@NBSP@@ In this connection, it is clarified that the Paragraph E in both the above Notifications (No.237 and 238) may be replaced with the fo
RBI/2011-12/333 DNBS.CC.PD.No.254/03.10.01/2011-12 December 30, 2011 To All NBFCs (excluding RNBCs) Dear Sir, Revised Capital Adequacy Framework for Off-Balance Sheet Items for NBFCs-Clarification Please refer to the Company Circular No.252 and Notifications No.237 and 238 all dated December 26, 2011 on the captioned subject. 2.@@NBSP@@ In this connection, it is clarified that the Paragraph E in both the above Notifications (No.237 and 238) may be replaced with the fo
డిసెం 30, 2011
Issuance of Non-Convertible Debentures (NCDs)
RBI/2011-12/332 DNBS.CC.PD.No.255/03.10.01/2011-12 December 30, 2011 To All NBFCs (Including RNBCs) Dear Sir, Issuance of Non-Convertible Debentures (NCDs) It has come to the notice of the Reserve Bank that some NBFCs have raised funds under private placement by issuing NCDs@@NBSP@@ of maturity less than 90 days. This is in clear violation of Issuance of Non-Convertible Debentures (Reserve Bank) Directions, 2010@@NBSP@@ dated June 23, 2010 issued by Internal Debt Mana
RBI/2011-12/332 DNBS.CC.PD.No.255/03.10.01/2011-12 December 30, 2011 To All NBFCs (Including RNBCs) Dear Sir, Issuance of Non-Convertible Debentures (NCDs) It has come to the notice of the Reserve Bank that some NBFCs have raised funds under private placement by issuing NCDs@@NBSP@@ of maturity less than 90 days. This is in clear violation of Issuance of Non-Convertible Debentures (Reserve Bank) Directions, 2010@@NBSP@@ dated June 23, 2010 issued by Internal Debt Mana
డిసెం 26, 2011
Credit Default Swaps - NBFCs as Users
RBI/2011-12/317 DNBS.CC.PD.No.253/03.10.01/2011-12 December 26, 2011 To All NBFCs(excluding primary dealers) Dear Sir, Credit Default Swaps – NBFCs as Users Please refer to the Guidelines on Credit Default Swaps for Corporate Bonds issued vide Circular No. IDMD.PCD.No.5053/14.03.04/2010-11 dated May 23, 2011 in terms of which broad guidelines including the eligible participants and other requirements were outlined. It was also indicated that market participants will h
RBI/2011-12/317 DNBS.CC.PD.No.253/03.10.01/2011-12 December 26, 2011 To All NBFCs(excluding primary dealers) Dear Sir, Credit Default Swaps – NBFCs as Users Please refer to the Guidelines on Credit Default Swaps for Corporate Bonds issued vide Circular No. IDMD.PCD.No.5053/14.03.04/2010-11 dated May 23, 2011 in terms of which broad guidelines including the eligible participants and other requirements were outlined. It was also indicated that market participants will h
డిసెం 26, 2011
Revised Capital Adequacy Framework for Off-Balance Sheet Items for NBFCs
RBI/2011-12/316 DNBS.CC.PD.No.252/03.10.01/2011-12 December 26, 2011 To All NBFCs (excluding RNBCs) Dear Sir, Revised Capital Adequacy Framework for Off-Balance Sheet Items for NBFCs In the normal course of their business, NBFCs are exposed to credit and market risks in view of the asset-liability transformation. With liberalisation in Indian financial markets over the last few years and growing integration of domestic markets with external markets and greater use of
RBI/2011-12/316 DNBS.CC.PD.No.252/03.10.01/2011-12 December 26, 2011 To All NBFCs (excluding RNBCs) Dear Sir, Revised Capital Adequacy Framework for Off-Balance Sheet Items for NBFCs In the normal course of their business, NBFCs are exposed to credit and market risks in view of the asset-liability transformation. With liberalisation in Indian financial markets over the last few years and growing integration of domestic markets with external markets and greater use of
డిసెం 26, 2011
KYC Norms - Letter issued by UIDAI containing name, address and Aadhaar number
RBI/2011-12/314 DNBS(PD).CC. No 251 /03.10.42 /2011-12 December 26 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer Norms – Letter issued by Unique Identification Authority of India (UIDAI) containing details of name, address and Aadhaar number Please find enclosed a copy of Government of India Notification No. 14/2010/F.No. 6/2/2007-ES dated December 16, 2010 which recognises the letter issued by Unique Identif
RBI/2011-12/314 DNBS(PD).CC. No 251 /03.10.42 /2011-12 December 26 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer Norms – Letter issued by Unique Identification Authority of India (UIDAI) containing details of name, address and Aadhaar number Please find enclosed a copy of Government of India Notification No. 14/2010/F.No. 6/2/2007-ES dated December 16, 2010 which recognises the letter issued by Unique Identif
డిసెం 16, 2011
Amendment to Mortgage Guarantee Company (Reserve Bank) Guidelines, 2008
RBI/2011-12/302 DNBS (PD-MGC) CC. No. 10/03.11.01/2011-12 December 16, 2011 To The Chairman/CEOs of all Mortgage Guarantee Companies Dear Sir Amendment to Mortgage Guarantee Company (Reserve Bank) Guidelines, 2008 Please refer to Para 27 of the Mortgage Guarantee Company (Reserve Bank) Guidelines 2008 issued vide Notification DNBS(PD)MGC No.3 /CGM (PK) - 2008 dated February 15, 2008 wherein it has been stated that no mortgage guarantee company shall provide mortgage g
RBI/2011-12/302 DNBS (PD-MGC) CC. No. 10/03.11.01/2011-12 December 16, 2011 To The Chairman/CEOs of all Mortgage Guarantee Companies Dear Sir Amendment to Mortgage Guarantee Company (Reserve Bank) Guidelines, 2008 Please refer to Para 27 of the Mortgage Guarantee Company (Reserve Bank) Guidelines 2008 issued vide Notification DNBS(PD)MGC No.3 /CGM (PK) - 2008 dated February 15, 2008 wherein it has been stated that no mortgage guarantee company shall provide mortgage g
డిసెం 02, 2011
Introduction of New Category of NBFCs - ‘Non Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) - Directions
RBI/2011-12/290 DNBS.CC.PD.No. 250/03.10.01/2011-12 December 02, 2011 To All NBFCs(excluding RNBCs) Dear Sir, Introduction of New Category of NBFCs@@NBSP@@ - ‘Non Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) - Directions As indicated in the Second Quarter Review of Monetary Policy in November 2010, a Sub-Committee of the Central Board of the Reserve Bank (Chairman: Shri Y. H. Malegam) was constituted to study issues and concerns in the MFI sector.
RBI/2011-12/290 DNBS.CC.PD.No. 250/03.10.01/2011-12 December 02, 2011 To All NBFCs(excluding RNBCs) Dear Sir, Introduction of New Category of NBFCs@@NBSP@@ - ‘Non Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) - Directions As indicated in the Second Quarter Review of Monetary Policy in November 2010, a Sub-Committee of the Central Board of the Reserve Bank (Chairman: Shri Y. H. Malegam) was constituted to study issues and concerns in the MFI sector.
నవం 21, 2011
NBFCs - Infrastructure Debt Funds
RBI/2011-12/268 DNBS.PD.CC.No.249/03.02.089/2011-12 November 21, 2011 To All NBFCs excluding RNBCs Infrastructure Debt Funds (IDFs) The Finance Minister had in his budget speech for the year 2011-2012 announced the setting up of Infrastructure Debt Funds (IDFs), to facilitate the flow of long-term debt into infrastructure projects. The IDF will be set up either as a trust or as a company. A trust based IDF would normally be a Mutual Fund (MF) while a company based IDF
RBI/2011-12/268 DNBS.PD.CC.No.249/03.02.089/2011-12 November 21, 2011 To All NBFCs excluding RNBCs Infrastructure Debt Funds (IDFs) The Finance Minister had in his budget speech for the year 2011-2012 announced the setting up of Infrastructure Debt Funds (IDFs), to facilitate the flow of long-term debt into infrastructure projects. The IDF will be set up either as a trust or as a company. A trust based IDF would normally be a Mutual Fund (MF) while a company based IDF
అక్టో 28, 2011
Implementation of Green Initiative of the Government
RBI/2011-12/237 DNBS(PD).CC. No 248/03.10.01 /2011-12 October 28 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Green Initiative of the Government As part of the ‘Green Initiative’ of the Government, the Government of India has suggested that steps be taken by entities in financial sector, including NBFCs to help better utilisation of their resources and also better delivery of services. 2. NBFCs are@@NBSP@@ th
RBI/2011-12/237 DNBS(PD).CC. No 248/03.10.01 /2011-12 October 28 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Implementation of Green Initiative of the Government As part of the ‘Green Initiative’ of the Government, the Government of India has suggested that steps be taken by entities in financial sector, including NBFCs to help better utilisation of their resources and also better delivery of services. 2. NBFCs are@@NBSP@@ th
అక్టో 28, 2011
KYC Guidelines - AML Standards -Prevention of Money Laundering Act, 2002 - Obligations of NBFCs - Revised Reporting Format
RBI/2011-12/236 DNBS(PD).CC. No 247 /03.10.42 /2011-12 October 28 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, 'Know Your Customer' (KYC) Guidelines – Anti Money Laundering Standards (AML) -'Prevention of Money Laundering Act, 2002 - Obligations of NBFCs in terms of Rules notified thereunder’-Reporting Format under Project FINnet Please refer to Master Circular No 231 dated July 1, 2011 on 'Know Your Customer' (KYC) Guidelines
RBI/2011-12/236 DNBS(PD).CC. No 247 /03.10.42 /2011-12 October 28 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, 'Know Your Customer' (KYC) Guidelines – Anti Money Laundering Standards (AML) -'Prevention of Money Laundering Act, 2002 - Obligations of NBFCs in terms of Rules notified thereunder’-Reporting Format under Project FINnet Please refer to Master Circular No 231 dated July 1, 2011 on 'Know Your Customer' (KYC) Guidelines
అక్టో 28, 2011
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation - NBFCs/RNBCs
RBI/2011-12/235 DNBS(PD).CC. No 246/03.10.42/2011-12 October 28, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation Please refer to Company Circular No 241 dated September 12, 2011 on List of Terrorist Individuals / Organisations under UNSCR 1267 (1999) and 1822 (2008) on Taliban /AL-Qaida Organisation. 2. The Chairm
RBI/2011-12/235 DNBS(PD).CC. No 246/03.10.42/2011-12 October 28, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation Please refer to Company Circular No 241 dated September 12, 2011 on List of Terrorist Individuals / Organisations under UNSCR 1267 (1999) and 1822 (2008) on Taliban /AL-Qaida Organisation. 2. The Chairm
సెప్టెం 27, 2011
Attempt to defraud using fake bank guarantee-modus operandi
RBI/2011-12/206 DNBS(PD).CC. No.245 /03.10.42 /2011-12 September 27 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Attempt to defraud using fake bank guarantee-modus operandi Instances of fraud have been brought to the notice of the RBI wherein Bank Guarantees (BGs) purportedly issued by a couple of bank branches in favour of different entities were presented for confirmation by other commercial banks/individuals representing so
RBI/2011-12/206 DNBS(PD).CC. No.245 /03.10.42 /2011-12 September 27 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Attempt to defraud using fake bank guarantee-modus operandi Instances of fraud have been brought to the notice of the RBI wherein Bank Guarantees (BGs) purportedly issued by a couple of bank branches in favour of different entities were presented for confirmation by other commercial banks/individuals representing so
సెప్టెం 22, 2011
Returns to be submitted by NBFCs - Revised Formats
RBI/2011-12/195 DNBS(PD).CC. No.243/03.02.02/2011-12 September@@NBSP@@22, 2011 All Non Banking Financial Companies (excluding RNBCs) Dear Sir, Returns to be submitted by NBFCs- Revised Formats In terms of extant instructions, NBFCs are required to file various returns related to deposit acceptance, Prudential Norms, Capital Market exposure, etc. A few of these returns are as under: Returns to be submitted by deposit taking NBFCs NBS-1 Annual Returns on deposits in Fir
RBI/2011-12/195 DNBS(PD).CC. No.243/03.02.02/2011-12 September@@NBSP@@22, 2011 All Non Banking Financial Companies (excluding RNBCs) Dear Sir, Returns to be submitted by NBFCs- Revised Formats In terms of extant instructions, NBFCs are required to file various returns related to deposit acceptance, Prudential Norms, Capital Market exposure, etc. A few of these returns are as under: Returns to be submitted by deposit taking NBFCs NBS-1 Annual Returns on deposits in Fir
సెప్టెం 22, 2011
Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards
RBI/2011-12/196 DNBS(PD).CC. No 244/03.10.42/2011-12 September 22, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 218 dated May 04, 2011 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Angola,
RBI/2011-12/196 DNBS(PD).CC. No 244/03.10.42/2011-12 September 22, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 218 dated May 04, 2011 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Angola,
సెప్టెం 15, 2011
Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating the Financing of Terrorism (CFT)
RBI/2011-12/178 DNBS(PD).CC. No 242 /03.10.42 /2011-12 September 15, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating the Financing of Terrorism (CFT) Please refer to our Circular DNBS (PD) CC No 216 /03.10.42/2010-11 dated May 02, 2011 on the captioned subject. The Financial Action Task Force (FATF) as a part of its ongoing review of compliance with t
RBI/2011-12/178 DNBS(PD).CC. No 242 /03.10.42 /2011-12 September 15, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating the Financing of Terrorism (CFT) Please refer to our Circular DNBS (PD) CC No 216 /03.10.42/2010-11 dated May 02, 2011 on the captioned subject. The Financial Action Task Force (FATF) as a part of its ongoing review of compliance with t
సెప్టెం 12, 2011
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822 (2008) on Taliban /AL-Qaida Organisation
RBI/2011-12/172 DNBS(PD).CC. No 241/03.10.42/2011-12 September 12, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822 (2008) on Taliban /AL-Qaida Organisation Please refer to Company Circular No 240 dated August 2, 2011 on List of Terrorist Individuals / Organisations @@NBSP@@under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation. 2. The
RBI/2011-12/172 DNBS(PD).CC. No 241/03.10.42/2011-12 September 12, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822 (2008) on Taliban /AL-Qaida Organisation Please refer to Company Circular No 240 dated August 2, 2011 on List of Terrorist Individuals / Organisations @@NBSP@@under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation. 2. The
ఆగ 02, 2011
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation
RBI/2011-12/137 DNBS(PD).CC. No 240 /03.10.42 /2011-12 August 2, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation Please refer to Company Circular No 239 dated July 22, 2011 on List of Terrorist Individuals / Organisations @@NBSP@@under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation. 2. The Chair
RBI/2011-12/137 DNBS(PD).CC. No 240 /03.10.42 /2011-12 August 2, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation Please refer to Company Circular No 239 dated July 22, 2011 on List of Terrorist Individuals / Organisations @@NBSP@@under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation. 2. The Chair
జులై 22, 2011
NBFCs/RNBCs - List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation
RBI/2011-12/118 DNBS(PD).CC. No 239/03.10.42/2011-12 July 22, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has@@NBSP@@ issued@@NBSP@@ notes on May 4, 2011,@@NBSP@@ May 11, 2011, May 16, 2011, May 27, 2011@@NBSP@@ regarding changes made in the consolidated Lis
RBI/2011-12/118 DNBS(PD).CC. No 239/03.10.42/2011-12 July 22, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has@@NBSP@@ issued@@NBSP@@ notes on May 4, 2011,@@NBSP@@ May 11, 2011, May 16, 2011, May 27, 2011@@NBSP@@ regarding changes made in the consolidated Lis
జూన్ 14, 2011
Opening of Branch/Subsidiary/Joint Venture/Representative Office or Undertaking Investment Abroad by NBFCs
RBI/2010-11/566 DNBS (PD) CC.No. 222/03.10.001/2010-11 June 14, 2011 All NBFCs Dear Sirs, Opening of Branch/Subsidiary/Joint Venture/Representative Office or Undertaking Investment Abroad by NBFCs Please refer to Regulation No. 7 of the Foreign Exchange Management (Transfer or Issue of Any Foreign Security) (Amendment) Regulations, 2004, dated July 07, 2004, in terms of which an Indian party requires prior approval of the concerned regulatory authorities both in India
RBI/2010-11/566 DNBS (PD) CC.No. 222/03.10.001/2010-11 June 14, 2011 All NBFCs Dear Sirs, Opening of Branch/Subsidiary/Joint Venture/Representative Office or Undertaking Investment Abroad by NBFCs Please refer to Regulation No. 7 of the Foreign Exchange Management (Transfer or Issue of Any Foreign Security) (Amendment) Regulations, 2004, dated July 07, 2004, in terms of which an Indian party requires prior approval of the concerned regulatory authorities both in India
మే 27, 2011
Review of Guidelines on entry of NBFCs into Insurance Business
RBI/2010-11/549 DNBS.PD.CC.No. 221/03.02.002/2010-11 May 27, 2011 All NBFCs Dear sir, Review of Guidelines on entry of NBFCs into Insurance Business Please refer to the circular DNBS.(PD).CC.No.13/02.01/99-2000 dated June 30, 2000 issued on Amendment to NBFC Regulations which contains the Guidelines for entry of NBFCs into Insurance Business. In terms of para 2 of the above guidelines, NBFCs registered with RBI which satisfy the stipulated eligibility criteria will be
RBI/2010-11/549 DNBS.PD.CC.No. 221/03.02.002/2010-11 May 27, 2011 All NBFCs Dear sir, Review of Guidelines on entry of NBFCs into Insurance Business Please refer to the circular DNBS.(PD).CC.No.13/02.01/99-2000 dated June 30, 2000 issued on Amendment to NBFC Regulations which contains the Guidelines for entry of NBFCs into Insurance Business. In terms of para 2 of the above guidelines, NBFCs registered with RBI which satisfy the stipulated eligibility criteria will be
మే 25, 2011
Setting up of Central Electronic Registry under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act 2002
RBI/2010-2011/545 DNBS (PD) CC. No. 24/SCRC/26.03.001/2010-2011 May 25, 2011 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, Setting up of Central Electronic Registry under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act 2002 Pursuant to the announcement made by the Finance Minister in the budget speech for 2011-12, Government of India, Ministry of Finance notified the establishment of the
RBI/2010-2011/545 DNBS (PD) CC. No. 24/SCRC/26.03.001/2010-2011 May 25, 2011 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, Setting up of Central Electronic Registry under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act 2002 Pursuant to the announcement made by the Finance Minister in the budget speech for 2011-12, Government of India, Ministry of Finance notified the establishment of the
మే 16, 2011
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation
RBI/2010-11/528 DNBS(PD).CC. No 219 /03.10.42/2010-11 May 16, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has issued a note on March 24, 2011 regarding changes made in the consolidated List of Individuals and entities linked to Al-Qaida and Taliban (copy enc
RBI/2010-11/528 DNBS(PD).CC. No 219 /03.10.42/2010-11 May 16, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has issued a note on March 24, 2011 regarding changes made in the consolidated List of Individuals and entities linked to Al-Qaida and Taliban (copy enc
మే 04, 2011
Policy Guidelines for issuance and operation of Prepaid Instruments in India
RBI/2010-11/512 DPSS.CO.No.2501/02.14.06/ 2010-11 May 4, 2011 All System Providers, System Participants And Prospective prepaid Instrument Issuer Madam/ Dear Sir Policy Guidelines for issuance and operation of Prepaid Instruments in India. A reference is invited to Para 124 of the Monetary Policy statement (2011-2012) on the issue of mobile based semi-closed prepaid payment instruments.@@NBSP@@ Attention is also invited to our@@NBSP@@ circular RBI/2009-10/123- DPSS.PD
RBI/2010-11/512 DPSS.CO.No.2501/02.14.06/ 2010-11 May 4, 2011 All System Providers, System Participants And Prospective prepaid Instrument Issuer Madam/ Dear Sir Policy Guidelines for issuance and operation of Prepaid Instruments in India. A reference is invited to Para 124 of the Monetary Policy statement (2011-2012) on the issue of mobile based semi-closed prepaid payment instruments.@@NBSP@@ Attention is also invited to our@@NBSP@@ circular RBI/2009-10/123- DPSS.PD
మే 04, 2011
NBFCs/RNBCs - Anti- Money Laundering/Combating Financing of Terrorism Standards
RBI/2010-11/513 DNBS(PD).CC. No 218/03.10.42/2010-11 May @@NBSP@@04, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 209 dated January 28, 2011 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, A
RBI/2010-11/513 DNBS(PD).CC. No 218/03.10.42/2010-11 May @@NBSP@@04, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 209 dated January 28, 2011 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, A
ఏప్రి 05, 2011
Operation of deposit account with NBFCs and money mules
RBI/2010-11/462 DNBS(PD)CC.No 215/03.10.42/2010-11 April 05 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Operation of deposit account with NBFCs and money mules With a view to preventing NBFCs from being used, intentionally or unintentionally, by criminal elements for money laundering or terrorist financing activities, Reserve Bank of India has issued guidelines on Know Your Customer (KYC) norms/Anti-Money Laundering (AML) sta
RBI/2010-11/462 DNBS(PD)CC.No 215/03.10.42/2010-11 April 05 , 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Operation of deposit account with NBFCs and money mules With a view to preventing NBFCs from being used, intentionally or unintentionally, by criminal elements for money laundering or terrorist financing activities, Reserve Bank of India has issued guidelines on Know Your Customer (KYC) norms/Anti-Money Laundering (AML) sta
మార్చి 30, 2011
NBFCs not to be Partners in Partnership firms
RBI/2010-11/453 DNBS.PD/ CC.NO. 214/03.02.002/2010-11 March 30, 2011 All NBFCs Dear Sir, NBFCs not to be Partners in Partnership firms It has come to the notice of the Reserve Bank of India that some NBFCs have large investments in / have contributed capital to partnership firms. 2.@@NBSP@@ In view of the risks involved in NBFCs associating themselves with partnership firms, it has been decided to prohibit NBFCs from contributing capital to any partnership firm or to
RBI/2010-11/453 DNBS.PD/ CC.NO. 214/03.02.002/2010-11 March 30, 2011 All NBFCs Dear Sir, NBFCs not to be Partners in Partnership firms It has come to the notice of the Reserve Bank of India that some NBFCs have large investments in / have contributed capital to partnership firms. 2.@@NBSP@@ In view of the risks involved in NBFCs associating themselves with partnership firms, it has been decided to prohibit NBFCs from contributing capital to any partnership firm or to
మార్చి 08, 2011
Know Your Customer (KYC) norms /Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) Obligation of NBFCs under PMLA, 2002
RBI/2010-11/419 DNBS. (PD) CC No 212/03.10.42/2010-11 March 8, 2011 Dear Sir, All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) norms /Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) Obligation of NBFCs under PMLA, 2002 Please refer to the Master Circular No. 184 dated July 01, 2010 on@@NBSP@@ the captioned subject. All NBFCs (including RNBCs) are advised to take note of modification
RBI/2010-11/419 DNBS. (PD) CC No 212/03.10.42/2010-11 March 8, 2011 Dear Sir, All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) norms /Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) Obligation of NBFCs under PMLA, 2002 Please refer to the Master Circular No. 184 dated July 01, 2010 on@@NBSP@@ the captioned subject. All NBFCs (including RNBCs) are advised to take note of modification
ఫిబ్ర 17, 2011
All Deposit Taking NBFCs - CRAR Fifteen percent w.e.f March 31, 2012
RBI/2010-11/408 DNBS.PD/CC.No.211 /03.02.002/2010-11 February 17, 2011 All deposit taking NBFCs Dear Sir, All Deposit Taking NBFCs - CRAR Fifteen percent w.e.f March 31, 2012 In terms of paragraph 16 of Non Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, every deposit taking NBFC shall maintain a minimum capital ratio consisting of Tier I and Tier II capital, which shall not be less than 12% of its aggregate
RBI/2010-11/408 DNBS.PD/CC.No.211 /03.02.002/2010-11 February 17, 2011 All deposit taking NBFCs Dear Sir, All Deposit Taking NBFCs - CRAR Fifteen percent w.e.f March 31, 2012 In terms of paragraph 16 of Non Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, every deposit taking NBFC shall maintain a minimum capital ratio consisting of Tier I and Tier II capital, which shall not be less than 12% of its aggregate
ఫిబ్ర 14, 2011
Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT)
RBI/2010-11/404 DNBS(PD).CC. No 210/03.10.42/2010-11 February 14, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) as a part of its ongoing review of compliance with the AML / CFT standards, has identified certain jurisdictions which have strategic AML /CFT deficiencies. 2. FATF, has is
RBI/2010-11/404 DNBS(PD).CC. No 210/03.10.42/2010-11 February 14, 2011 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) as a part of its ongoing review of compliance with the AML / CFT standards, has identified certain jurisdictions which have strategic AML /CFT deficiencies. 2. FATF, has is
జన 28, 2011
NBFCs/RNBCs - Anti- Money Laundering/Combating Financing of Terrorism Standards
RBI/2010-11/392 DNBS(PD).CC. No 209/03.10.42 /2010-11 January 28, 2011 All Non Banking Financial Companies/ Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 201 dated September 22, 2010 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Ang
RBI/2010-11/392 DNBS(PD).CC. No 209/03.10.42 /2010-11 January 28, 2011 All Non Banking Financial Companies/ Residuary Non Banking Companies Dear Sir, Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards Please refer to Company Circular No 201 dated September 22, 2010 on Anti- Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT) giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Ang
జన 27, 2011
Services to Persons with Disability - Training Programme for Employees
RBI/2010-11/391 DNBS.CC.PD.No.208/03.10.01/2010-11 January 27, 2011 To All NBFCs Dear Sir, Services to Persons with Disability - Training Programme for Employees In terms of DNBS.CC.PD.No. 191/03.10.01/2010-11 dated July 27, 2010, NBFCs were advised that there shall be no discrimination in extending products and facilities including loan facilities to the physically/visually challenged applicants on grounds of disability and that they may also advise their branches to
RBI/2010-11/391 DNBS.CC.PD.No.208/03.10.01/2010-11 January 27, 2011 To All NBFCs Dear Sir, Services to Persons with Disability - Training Programme for Employees In terms of DNBS.CC.PD.No. 191/03.10.01/2010-11 dated July 27, 2010, NBFCs were advised that there shall be no discrimination in extending products and facilities including loan facilities to the physically/visually challenged applicants on grounds of disability and that they may also advise their branches to
జన 17, 2011
Provision of 0.25% for standard assets of NBFCs
RBI/2010-11/370 DNBS.PD.CC.No.207/ 03.02.002/2010-11 January 17, 2011 All NBFCs Dear sir, Provision of 0.25% for standard assets of NBFCs In terms of Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, and Non-Banking Financial (Non- Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, all NBFCs are required to make necessary provisions for non performing assets. In the i
RBI/2010-11/370 DNBS.PD.CC.No.207/ 03.02.002/2010-11 January 17, 2011 All NBFCs Dear sir, Provision of 0.25% for standard assets of NBFCs In terms of Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, and Non-Banking Financial (Non- Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, all NBFCs are required to make necessary provisions for non performing assets. In the i
జన 05, 2011
Regulatory Framework for Core Investment Companies
RBI/2010-11/360 DNBS (PD) CC.No. 206 /03.10.001/2010-11 January 5, 2011 All Core Investment Companies Dear Sir, Regulatory Framework for Core Investment Companies(CICs) The Bank had issued the captioned guidelines DNBS(PD)CC.No. 197/03.10.001/2010-11 dated August 12, 2010 to all Core Investment Companies (CICs) in terms of which CICs were defined and systemically important CICs (CICs-ND-SI) are required to be registered with RBI. It was also advised therein that all C
RBI/2010-11/360 DNBS (PD) CC.No. 206 /03.10.001/2010-11 January 5, 2011 All Core Investment Companies Dear Sir, Regulatory Framework for Core Investment Companies(CICs) The Bank had issued the captioned guidelines DNBS(PD)CC.No. 197/03.10.001/2010-11 dated August 12, 2010 to all Core Investment Companies (CICs) in terms of which CICs were defined and systemically important CICs (CICs-ND-SI) are required to be registered with RBI. It was also advised therein that all C
డిసెం 01, 2010
Submission of Balance sheet and Profit and Loss Account
RBI/2010-11/295 DNBS.PD/ CC.No. 204 / 03.05.002/2010-11 December 1, 2010 All NBFCs Dear Sir, Submission of Balance sheet and Profit and Loss Account In terms of para 12 of both the Non-Banking Financial (Deposit Accepting) Companies Prudential Norms Directions, 2007 and Non-Banking Financial (Non-Deposit Accepting) Companies Prudential Norms Directions, 2007, every NBFC shall prepare its balance sheet and profit and loss account as on March 31 every year and extension
RBI/2010-11/295 DNBS.PD/ CC.No. 204 / 03.05.002/2010-11 December 1, 2010 All NBFCs Dear Sir, Submission of Balance sheet and Profit and Loss Account In terms of para 12 of both the Non-Banking Financial (Deposit Accepting) Companies Prudential Norms Directions, 2007 and Non-Banking Financial (Non-Deposit Accepting) Companies Prudential Norms Directions, 2007, every NBFC shall prepare its balance sheet and profit and loss account as on March 31 every year and extension
నవం 25, 2010
Submission of information to Credit Information Companies
RBI/2010-11/286 DNBS(PD-SC/RC).CC. No. 23 /26.03.001/2010-11 November 25, 2010 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, Submission of information to Credit Information Companies In terms of Section 2(f) (ii) of the Credit Information Companies (Regulation) Act, 2005, Securitisation companies/reconstruction companies (SC/RCs) are also covered under the definition of “credit institution”. Further, the Credit Information Companies (Regu
RBI/2010-11/286 DNBS(PD-SC/RC).CC. No. 23 /26.03.001/2010-11 November 25, 2010 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, Submission of information to Credit Information Companies In terms of Section 2(f) (ii) of the Credit Information Companies (Regulation) Act, 2005, Securitisation companies/reconstruction companies (SC/RCs) are also covered under the definition of “credit institution”. Further, the Credit Information Companies (Regu
అక్టో 22, 2010
Long Term Infrastructure Finance Bonds issued by Infrastructure Finance Companies (IFCs) under Section 80CCF of the Income Tax Act, 1961- Exemption from the definition of “public deposit”
RBI/2010-11/242 DNBS (PD) CC.No.203/03.10.001/2010-2011@@NBSP@@ October 22, 2010 All Infrastructure Finance Companies Dear Sir Long Term Infrastructure Finance Bonds issued by Infrastructure Finance Companies (IFCs) under Section 80CCF of the Income Tax Act, 1961- Exemption from the definition of “public deposit” It may be recalled that the Central Government, vide Notification No.48/2010/F.No.149/84/2010-SO (TPL) dated July 09, 2010, has specified certain bonds as lo
RBI/2010-11/242 DNBS (PD) CC.No.203/03.10.001/2010-2011@@NBSP@@ October 22, 2010 All Infrastructure Finance Companies Dear Sir Long Term Infrastructure Finance Bonds issued by Infrastructure Finance Companies (IFCs) under Section 80CCF of the Income Tax Act, 1961- Exemption from the definition of “public deposit” It may be recalled that the Central Government, vide Notification No.48/2010/F.No.149/84/2010-SO (TPL) dated July 09, 2010, has specified certain bonds as lo
సెప్టెం 22, 2010
NBFCs - KYC Norms/AML Standards/Combating Financing of Terrorism
RBI/2010-11/212 DNBS(PD).CC. No 201/03.10.42 /2010-11 @@NBSP@@September 22, 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Please refer to Company Circular No 172 dated April 30, 2010 on the captioned subject giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Angola, Democratic People'
RBI/2010-11/212 DNBS(PD).CC. No 201/03.10.42 /2010-11 @@NBSP@@September 22, 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Please refer to Company Circular No 172 dated April 30, 2010 on the captioned subject giving details about risk arising from the deficiencies in AML / CFT regime of Iran, Angola, Democratic People'
సెప్టెం 17, 2010
Submission of data to Credit Information Companies Format of data to be submitted by Credit Institutions
RBI / 2010-11 /207 DNBS.(PD).CC. No. 200 /03.10.001/2010-11 September 17, 2010 To All Non-Banking Financial Companies including Residuary Non-Banking Companies Dear Sirs, Submission of data to Credit Information Companies Format of data to be submitted by Credit Institutions In terms of Section 2(f) (ii) of the Credit Information Companies (Regulation) Act, 2005, a non-banking financial company as defined under clause (f) of Section 45-I of the Reserve Bank of India
RBI / 2010-11 /207 DNBS.(PD).CC. No. 200 /03.10.001/2010-11 September 17, 2010 To All Non-Banking Financial Companies including Residuary Non-Banking Companies Dear Sirs, Submission of data to Credit Information Companies Format of data to be submitted by Credit Institutions In terms of Section 2(f) (ii) of the Credit Information Companies (Regulation) Act, 2005, a non-banking financial company as defined under clause (f) of Section 45-I of the Reserve Bank of India
సెప్టెం 16, 2010
Participation in Currency Options
RBI/2010-11/205 DNBS (PD) CC No. 199 / 03.10.001/ 2010-11 September 16, 2010 To, All non-deposit taking NBFCs with asset size of Rs. 100 crore and above (NBFCs-ND-SI) Dear Sirs, Participation in Currency Options Reserve Bank had issued guidelines to banks on trading in currency options in recognised stock/new exchanges on July 30, 2010. 2.@@NBSP@@ Accordingly, it has been decided that NBFCs may participate in the designated currency options exchanges recognized by SEB
RBI/2010-11/205 DNBS (PD) CC No. 199 / 03.10.001/ 2010-11 September 16, 2010 To, All non-deposit taking NBFCs with asset size of Rs. 100 crore and above (NBFCs-ND-SI) Dear Sirs, Participation in Currency Options Reserve Bank had issued guidelines to banks on trading in currency options in recognised stock/new exchanges on July 30, 2010. 2.@@NBSP@@ Accordingly, it has been decided that NBFCs may participate in the designated currency options exchanges recognized by SEB
ఆగ 26, 2010
NBFCs - Prevention of Money Laundering Amendment Rules, 2010
RBI/2010-11/183 DNBS(PD)CC.No.198/03.10.42/2010-11 August 26 , 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Prevention of Money-laundering (Maintenance of Records of the Nature and Value of Transactions, the Procedure and Manner of Maintaining and Time for Furnishing Information and Verification and Maintenance of Records of the Identity of the Clients of the Banking Companies, Financial Institutions and Intermediaries) Amendmen
RBI/2010-11/183 DNBS(PD)CC.No.198/03.10.42/2010-11 August 26 , 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Prevention of Money-laundering (Maintenance of Records of the Nature and Value of Transactions, the Procedure and Manner of Maintaining and Time for Furnishing Information and Verification and Maintenance of Records of the Identity of the Clients of the Banking Companies, Financial Institutions and Intermediaries) Amendmen
ఆగ 09, 2010
NBFCs - KYC Norms/Anti-Money Laundering Standards
RBI/20010-11/162 DNBS. (PD) CC No 192 /03.10.42/2010-11 August@@NBSP@@ 09 , 2010 Dear Sir, All Non-Banking Financial Companies, Residuary Non-Banking Companies Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards Please refer to the Master Circular No. 184 dated July 01, 2010 on@@NBSP@@@@NBSP@@ the captioned subject. All NBFCs (including RNBCs) are advised to take note of modifications to the above circular as under: Suspicion of money laundering/terro
RBI/20010-11/162 DNBS. (PD) CC No 192 /03.10.42/2010-11 August@@NBSP@@ 09 , 2010 Dear Sir, All Non-Banking Financial Companies, Residuary Non-Banking Companies Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards Please refer to the Master Circular No. 184 dated July 01, 2010 on@@NBSP@@@@NBSP@@ the captioned subject. All NBFCs (including RNBCs) are advised to take note of modifications to the above circular as under: Suspicion of money laundering/terro
ఆగ 09, 2010
NBFCs - KYC Norms/Anti-Money Laundering Standards
RBI/2010-11/163 DNBS. (PD) CC No 193 /03.10.42/2010-11 August 09 , 2010 Dear Sir, All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards Please refer to the Master Circular No. 184 dated July 01, 2010 on the captioned subject. All NBFCs (including RNBCs) are advised to take note of modifications to the above circular as under : Client accounts opened by professional intermedia
RBI/2010-11/163 DNBS. (PD) CC No 193 /03.10.42/2010-11 August 09 , 2010 Dear Sir, All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards Please refer to the Master Circular No. 184 dated July 01, 2010 on the captioned subject. All NBFCs (including RNBCs) are advised to take note of modifications to the above circular as under : Client accounts opened by professional intermedia
ఆగ 09, 2010
NBFCs - KYC Norms/Anti-Money Laundering Standards
RBI/2010-11/161 DNBS. (PD) CC No 194/03.10.42/2010-11 August 09 , 2010 Dear Sir, All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards Please refer to the Master Circular No. 184 dated July 01, 2010 on the captioned subject. All NBFCs (including RNBCs) are advised to take note of modifications to the above circular as under: Countries which do not or insufficiently apply the
RBI/2010-11/161 DNBS. (PD) CC No 194/03.10.42/2010-11 August 09 , 2010 Dear Sir, All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards Please refer to the Master Circular No. 184 dated July 01, 2010 on the captioned subject. All NBFCs (including RNBCs) are advised to take note of modifications to the above circular as under: Countries which do not or insufficiently apply the
ఆగ 09, 2010
Participation in Currency Futures
RBI/2010-11 /164 DNBS (PD) CC No. 195 / 03.10.001/ 2010-11 August 9, 2010 To, All Non-Banking Financial Companies (NBFCs) excluding Residuary Non- Banking Companies (RNBCs) Dear Sirs, Participation in Currency Futures Reserve Bank had issued guidelines to banks on trading in currency futures in recognised stock/new exchanges on August 6, 2008. 2. @@NBSP@@Accordingly, it has been decided that NBFCs may participate in the designated currency futures exchanges recognized
RBI/2010-11 /164 DNBS (PD) CC No. 195 / 03.10.001/ 2010-11 August 9, 2010 To, All Non-Banking Financial Companies (NBFCs) excluding Residuary Non- Banking Companies (RNBCs) Dear Sirs, Participation in Currency Futures Reserve Bank had issued guidelines to banks on trading in currency futures in recognised stock/new exchanges on August 6, 2008. 2. @@NBSP@@Accordingly, it has been decided that NBFCs may participate in the designated currency futures exchanges recognized
జులై 27, 2010
Loan facilities to the physically / visually challenged by NBFCs
RBI/2010-11/143 DNBS.CC.PD.No. 191/03.10.01/2010-11 July 27, 2010 To All NBFCs Dear Sir, Loan facilities to the physically / visually challenged by NBFCs It has been brought to our notice that a NBFC has discriminated against physically / visually challenged persons in the matter of offering loans. 2. NBFCs are therefore advised that there shall be no discrimination in extending products and facilities including loan facilities to the physically / visually challenged
RBI/2010-11/143 DNBS.CC.PD.No. 191/03.10.01/2010-11 July 27, 2010 To All NBFCs Dear Sir, Loan facilities to the physically / visually challenged by NBFCs It has been brought to our notice that a NBFC has discriminated against physically / visually challenged persons in the matter of offering loans. 2. NBFCs are therefore advised that there shall be no discrimination in extending products and facilities including loan facilities to the physically / visually challenged
జులై 09, 2010
NBFCs-ND-SI issuing guarantees - Applicability of exemption from Concentration norms
RBI/2010-11/110 DNBS.PD/ CC.No.190 /03.02.002/2010-11 July 9, 2010 All non-deposit taking NBFCs with asset size of Rs. 100 crore and above Dear Sir, NBFCs-ND-SI issuing guarantees - Applicability of exemption from Concentration norms In terms of the third proviso of para 18 of the Non-Banking Financial (Non- Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, any systemically important non-deposit taking non-banking financial comp
RBI/2010-11/110 DNBS.PD/ CC.No.190 /03.02.002/2010-11 July 9, 2010 All non-deposit taking NBFCs with asset size of Rs. 100 crore and above Dear Sir, NBFCs-ND-SI issuing guarantees - Applicability of exemption from Concentration norms In terms of the third proviso of para 18 of the Non-Banking Financial (Non- Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007, any systemically important non-deposit taking non-banking financial comp
మే 03, 2010
Overseas Investment by NBFCs- No Objection (NoC) from DNBS, RBI
RBI/2009-10/442 DNBS (PD).CC. No.173/03.10.01 /2009-10 May 03, 2010 All Non-Banking Financial Companies Dear Sir, Overseas Investment by NBFCs- No Objection (NoC) from DNBS, RBI Please refer to Regulation No. 7 of the Foreign Exchange Management (Transfer or Issue of Any Foreign Security) (Amendment) Regulations, 2004, dated July 07, 2004, in terms of which an Indian party requires prior approval of the concerned regulatory authorities both in India and abroad, to mak
RBI/2009-10/442 DNBS (PD).CC. No.173/03.10.01 /2009-10 May 03, 2010 All Non-Banking Financial Companies Dear Sir, Overseas Investment by NBFCs- No Objection (NoC) from DNBS, RBI Please refer to Regulation No. 7 of the Foreign Exchange Management (Transfer or Issue of Any Foreign Security) (Amendment) Regulations, 2004, dated July 07, 2004, in terms of which an Indian party requires prior approval of the concerned regulatory authorities both in India and abroad, to mak
ఏప్రి 23, 2010
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /Al-Qaida Organisation
RBI/2009-10/427 NBS(PD).CC. No 170 /03.10.42 /2009-10 April 23, 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /Al-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has issued a note on January 19, 2010 regarding changes made in the Consolidated List of Individuals and entities linked to Al-Qaida and Taliban (copy
RBI/2009-10/427 NBS(PD).CC. No 170 /03.10.42 /2009-10 April 23, 2010 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /Al-Qaida Organisation The Chairman of UN Security Council's 1267 Committee has issued a note on January 19, 2010 regarding changes made in the Consolidated List of Individuals and entities linked to Al-Qaida and Taliban (copy
ఏప్రి 21, 2010
The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 - Amendments
RBI/2009-2010/414 DNBS (PD) CC. No.19/SCRC/26.03.001/2009-2010 April 21, 2010 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 – Amendments. Please refer to paragraph 113 and 114 of the Monetary Policy Statement for the year 2010-11 dated April 20, 2010 (Extract enclosed). 2. In terms of paragraph 5(v) of the Securitisation Companies and
RBI/2009-2010/414 DNBS (PD) CC. No.19/SCRC/26.03.001/2009-2010 April 21, 2010 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 – Amendments. Please refer to paragraph 113 and 114 of the Monetary Policy Statement for the year 2010-11 dated April 20, 2010 (Extract enclosed). 2. In terms of paragraph 5(v) of the Securitisation Companies and
ఏప్రి 21, 2010
The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 - Amendments
RBI/2009-2010/413 DNBS (PD) CC. No. @@NBSP@@18/SCRC/ 26.03.001/2009-2010 April 21, 2010 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 – Amendments. Please refer to paragraph 113 and 114 of the Monetary Policy Statement for the year 2010-11 dated April 20, 2010 (Extract enclosed). In view of announcement in the Monetary Policy Statement
RBI/2009-2010/413 DNBS (PD) CC. No. @@NBSP@@18/SCRC/ 26.03.001/2009-2010 April 21, 2010 All registered Securitisation Companies/Reconstruction Companies Dear Sirs, The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 – Amendments. Please refer to paragraph 113 and 114 of the Monetary Policy Statement for the year 2010-11 dated April 20, 2010 (Extract enclosed). In view of announcement in the Monetary Policy Statement
ఫిబ్ర 04, 2010
Compliance with FDI norms-Half yearly certificate from Statutory Auditors of NBFCs
RBI/2009-10/304 DNBS (PD).CC. No 167 /03.10.01 /2009-10 February 04, 2010 All Non-Banking Financial Companies Dear Sir, Compliance with FDI norms-Half yearly certificate from Statutory Auditors of NBFCs NBFCs having FDI whether under automatic route or under approval route have to comply with the stipulated minimum capitalisation norms and other relevant terms and conditions, as amended from time to time under which FDI is permitted. 2. As such these NBFCs are require
RBI/2009-10/304 DNBS (PD).CC. No 167 /03.10.01 /2009-10 February 04, 2010 All Non-Banking Financial Companies Dear Sir, Compliance with FDI norms-Half yearly certificate from Statutory Auditors of NBFCs NBFCs having FDI whether under automatic route or under approval route have to comply with the stipulated minimum capitalisation norms and other relevant terms and conditions, as amended from time to time under which FDI is permitted. 2. As such these NBFCs are require
డిసెం 02, 2009
NBFCs - KYC Norms/AML Standards/Combating Financing of Terrorism
RBI/2009-10/244 DNBS(PD).CC. No 166 /03.10.42 /2009-10 December 2, 2009 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) has issued a Statement on October 16, 2009 on risks arising from the deficiencies in AML/CFT regime of Uzbekistan, Iran, Pakistan, Turkmenistan, Sao Tome and Principe on t
RBI/2009-10/244 DNBS(PD).CC. No 166 /03.10.42 /2009-10 December 2, 2009 All Non Banking Financial Companies / Residuary Non Banking Companies Dear Sir, Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Financial Action Task Force (FATF) has issued a Statement on October 16, 2009 on risks arising from the deficiencies in AML/CFT regime of Uzbekistan, Iran, Pakistan, Turkmenistan, Sao Tome and Principe on t
డిసెం 01, 2009
Capital Adequacy - Risk weightage on Lending through Collateralized Borrowing and Lending Obligation (CBLO)
RBI/2009-10/239 DNBS.PD/CC.No.165/03.05.002/2009-10 December 1, 2009 All NBFCs Dear Sir, Capital Adequacy - Risk weightage on Lending through Collateralized Borrowing and Lending Obligation (CBLO) Investing by NBFCs in instruments like Collateralized Borrowing@@NBSP@@and Lending Obligations (CBLOs) results in their exposure to Central Counter Parties (CCPs) like Clearing Corporation of India Ltd. (CCIL). 2. It is therefore clarified that the counterparty credit risk,
RBI/2009-10/239 DNBS.PD/CC.No.165/03.05.002/2009-10 December 1, 2009 All NBFCs Dear Sir, Capital Adequacy - Risk weightage on Lending through Collateralized Borrowing and Lending Obligation (CBLO) Investing by NBFCs in instruments like Collateralized Borrowing@@NBSP@@and Lending Obligations (CBLOs) results in their exposure to Central Counter Parties (CCPs) like Clearing Corporation of India Ltd. (CCIL). 2. It is therefore clarified that the counterparty credit risk,
నవం 13, 2009
NBFCs - KYC/AML Standards
RBI/2009-10/ 219 DNBS(PD). CC 163/03.10.042/ 2009- 10 November 13, 2009 All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) Guidelines / Anti-Money Laundering (AML) Standards ` Please refer to the Master Circular No. 151 dated July 01, 2009 on the captioned subject. All NBFCs (including RNBCs) are advised to take note of modifications to the above circular as under: Accounts of Politically Exposed Persons (PEPs) 2.@@
RBI/2009-10/ 219 DNBS(PD). CC 163/03.10.042/ 2009- 10 November 13, 2009 All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) Guidelines / Anti-Money Laundering (AML) Standards ` Please refer to the Master Circular No. 151 dated July 01, 2009 on the captioned subject. All NBFCs (including RNBCs) are advised to take note of modifications to the above circular as under: Accounts of Politically Exposed Persons (PEPs) 2.@@
నవం 13, 2009
NBFCs - PMLA, 2002 - Obligations of NBFCs
RBI/2009-10/ 220 DNBS(PD). CC 164/03.10.042/ 2009- 10 November 13, 2009 All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, "Prevention of Money laundering Act, 2002 – Obligations of@@NBSP@@ NBFCs in terms of Rules notified thereunder' Please refer to the Master Circular No. 152 dated July 01, 2009 on @@NBSP@@the captioned subject. All NBFCs (including RNBCs) are advised to take note of modifications to the above circular as under: Preservat
RBI/2009-10/ 220 DNBS(PD). CC 164/03.10.042/ 2009- 10 November 13, 2009 All Non-Banking Financial Companies, Residuary Non-Banking Companies Dear Sir, "Prevention of Money laundering Act, 2002 – Obligations of@@NBSP@@ NBFCs in terms of Rules notified thereunder' Please refer to the Master Circular No. 152 dated July 01, 2009 on @@NBSP@@the captioned subject. All NBFCs (including RNBCs) are advised to take note of modifications to the above circular as under: Preservat
అక్టో 22, 2009
Submission of certificate from Statutory Auditor to the Bank
RBI/2009-10/187 DNBS (PD) CC. No. 162/03.05.002/2009-2010 @@NBSP@@October 22 , 2009 All Non-Banking Finance Companies Dear Sir Submission of@@NBSP@@ certificate from Statutory Auditor to the Bank In terms of Para No. 15 of Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 and Non-Banking Financial (Non-Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007,@@NBSP@@ every no
RBI/2009-10/187 DNBS (PD) CC. No. 162/03.05.002/2009-2010 @@NBSP@@October 22 , 2009 All Non-Banking Finance Companies Dear Sir Submission of@@NBSP@@ certificate from Statutory Auditor to the Bank In terms of Para No. 15 of Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007 and Non-Banking Financial (Non-Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007,@@NBSP@@ every no
సెప్టెం 18, 2009
Introduction of Interest Rate Futures- NBFCs
RBI/2009-10/165 DNBS.PD.CC.No.161/3.10.01/ 2009-10@@NBSP@@ @@NBSP@@September 18,@@NBSP@@ 2009 All NBFCs (excluding RNBCs) Dear Sir Introduction of Interest Rate Futures- NBFCs Please refer to the Directions issued by the Reserve Bank of India @@NBSP@@in terms of Notification No. FMD. 1 /ED(VKS) - 2009 dated August 28, 2009, covering the framework for trading of Interest Rate Futures (IRFs) in recognized exchanges in India. 2.@@NBSP@@@@NBSP@@ It has been decided that N
RBI/2009-10/165 DNBS.PD.CC.No.161/3.10.01/ 2009-10@@NBSP@@ @@NBSP@@September 18,@@NBSP@@ 2009 All NBFCs (excluding RNBCs) Dear Sir Introduction of Interest Rate Futures- NBFCs Please refer to the Directions issued by the Reserve Bank of India @@NBSP@@in terms of Notification No. FMD. 1 /ED(VKS) - 2009 dated August 28, 2009, covering the framework for trading of Interest Rate Futures (IRFs) in recognized exchanges in India. 2.@@NBSP@@@@NBSP@@ It has been decided that N
సెప్టెం 17, 2009
RBI approval required for acquisition/transfer of control of NBFCs accepting deposits
RBI/2009-10/162 DNBS (PD) CC.No.@@NBSP@@160/03.10.001/2009-10 September 17, 2009 All deposit taking NBFCs (excluding RNBCs) Dear Sirs, Requirement for obtaining prior approval of RBI in cases of acquisition/ transfer of control of NBFCs accepting deposits Under Section 45 IA (4)(c) of the RBI Act, 1934, a certificate of Registration can only be given to a company if the Bank is satisfied, inter alia, that the general character of the management or the proposed managem
RBI/2009-10/162 DNBS (PD) CC.No.@@NBSP@@160/03.10.001/2009-10 September 17, 2009 All deposit taking NBFCs (excluding RNBCs) Dear Sirs, Requirement for obtaining prior approval of RBI in cases of acquisition/ transfer of control of NBFCs accepting deposits Under Section 45 IA (4)(c) of the RBI Act, 1934, a certificate of Registration can only be given to a company if the Bank is satisfied, inter alia, that the general character of the management or the proposed managem
జూన్ 09, 2009
NBFCs - Treatment of Deferred Tax Assets/Deferred Tax Liabilities for Computaion of Capital
RBI/2008-09/494 DNBS.PD/ CC.No. 142 / 03.05.002 /2008-09 June 9, 2009 All NBFCs Dear Sir, Accounting for taxes on income- Accounting Standard 22- Treatment of deferred tax assets (DTA) and deferred tax liabilities (DTL) for computation of capital NBFCs were advised vide DNBS (PD) C.C. No. 124/ 03.05.002/2008-09 dated July 31, 2008 that in terms of Accounting Standard 22, the tax effects of timing differences are included in the tax expense in the statement of profit a
RBI/2008-09/494 DNBS.PD/ CC.No. 142 / 03.05.002 /2008-09 June 9, 2009 All NBFCs Dear Sir, Accounting for taxes on income- Accounting Standard 22- Treatment of deferred tax assets (DTA) and deferred tax liabilities (DTL) for computation of capital NBFCs were advised vide DNBS (PD) C.C. No. 124/ 03.05.002/2008-09 dated July 31, 2008 that in terms of Accounting Standard 22, the tax effects of timing differences are included in the tax expense in the statement of profit a
జూన్ 04, 2009
Applicability of NBFCs-ND-SI regulations
RBI/2008-09/491 DNBS (PD) CC.No. 141/03.10.001/2008-09 June 4, 2009 All Non-Deposit taking Non-Banking Finance Companies Dear Sirs, Applicability of NBFCs-ND-SI regulations In terms of circular DNBS (RID) C.C. No. 57/02.05.15/2005-06 dated September 6, 2005, all NBFCs with assets size of Rs 100 crore and above, and not accepting / holding public deposits were required to submit a Monthly Return on Important Financial Parameters to the Regional Office under whose juris
RBI/2008-09/491 DNBS (PD) CC.No. 141/03.10.001/2008-09 June 4, 2009 All Non-Deposit taking Non-Banking Finance Companies Dear Sirs, Applicability of NBFCs-ND-SI regulations In terms of circular DNBS (RID) C.C. No. 57/02.05.15/2005-06 dated September 6, 2005, all NBFCs with assets size of Rs 100 crore and above, and not accepting / holding public deposits were required to submit a Monthly Return on Important Financial Parameters to the Regional Office under whose juris
మే 26, 2009
Increase in CRAR- Extension of time
RBI/2008-09/486 DNBS.PD/ CC.No.140 /03.02.002 /2008-09 May 26, 2009 All non-deposit taking NBFCs with asset size of Rs. 100 crore and above Dear Sir, Increase in CRAR- Extension of time In terms of Paragraph 167 of Annual Policy Statement 2009-10 dated April 21, 2009 the Bank has issued a circular DNBS.PD/CC. No.138/03.02.002/2008-09 dated April 24, 2009 on increase in CRAR –Extension of time, in terms of which it has been decided to defer the implementation of CRAR o
RBI/2008-09/486 DNBS.PD/ CC.No.140 /03.02.002 /2008-09 May 26, 2009 All non-deposit taking NBFCs with asset size of Rs. 100 crore and above Dear Sir, Increase in CRAR- Extension of time In terms of Paragraph 167 of Annual Policy Statement 2009-10 dated April 21, 2009 the Bank has issued a circular DNBS.PD/CC. No.138/03.02.002/2008-09 dated April 24, 2009 on increase in CRAR –Extension of time, in terms of which it has been decided to defer the implementation of CRAR o
ఏప్రి 24, 2009
Resolution of acquired assets - Extension in time frame for redemption of security receipts (SRs) issued
RBI/2008-09/451 DNBS (PD) CC. No. 14 / SCRC / 26.01.001/ 2008-2009 April 24, 2009 @@NBSP@@ The Chairman/Managing Director/Chief Executive Officer All registered Securitisation Companies/Reconstruction Companies @@NBSP@@ Dear sir, @@NBSP@@ Resolution of acquired assets - Extension in time frame for redemption of security receipts (SRs) issued @@NBSP@@ Please refer to paragraph 168 of the Annual Monetary Policy Statement 2009-10. (extract enclosed) 2. In terms of paragr
RBI/2008-09/451 DNBS (PD) CC. No. 14 / SCRC / 26.01.001/ 2008-2009 April 24, 2009 @@NBSP@@ The Chairman/Managing Director/Chief Executive Officer All registered Securitisation Companies/Reconstruction Companies @@NBSP@@ Dear sir, @@NBSP@@ Resolution of acquired assets - Extension in time frame for redemption of security receipts (SRs) issued @@NBSP@@ Please refer to paragraph 168 of the Annual Monetary Policy Statement 2009-10. (extract enclosed) 2. In terms of paragr
ఏప్రి 24, 2009
Increase in CRAR- Extension of time
RBI/2008-09/453 DNBS.PD/ CC.No. 138 / 03.02.002 /2008-09 April 24 @@NBSP@@,2009 @@NBSP@@ All non-deposit taking NBFCs with asset size of Rs. 100 crore and above @@NBSP@@ Dear Sir, @@NBSP@@ Increase in CRAR- Extension of time As announced in the Annual Policy Statement for 2008-09 a review of CRAR for NBFCs-ND-SI was done and it was raised from 10 per cent to 12 per cent by March 31, 2009 and further to 15 per cent by March 31, 2010, in terms of circular DNBS (PD). CC.
RBI/2008-09/453 DNBS.PD/ CC.No. 138 / 03.02.002 /2008-09 April 24 @@NBSP@@,2009 @@NBSP@@ All non-deposit taking NBFCs with asset size of Rs. 100 crore and above @@NBSP@@ Dear Sir, @@NBSP@@ Increase in CRAR- Extension of time As announced in the Annual Policy Statement for 2008-09 a review of CRAR for NBFCs-ND-SI was done and it was raised from 10 per cent to 12 per cent by March 31, 2009 and further to 15 per cent by March 31, 2010, in terms of circular DNBS (PD). CC.
ఏప్రి 24, 2009
Clarification regarding repossession of vehicles financed by NBFCs
RBI/2008-09/454 DNBS (PD) CC.No.139@@NBSP@@ /03.10.001/2008-09 April 24, 2009 @@NBSP@@ All Non-Banking Finance Companies @@NBSP@@ Dear Sir, @@NBSP@@ Clarification regarding repossession of vehicles financed by NBFCs @@NBSP@@ Please refer to DNBS (PD) CC No. 80 / 03.10.042 / 2005-06 dated September 28, 2006, advising NBFCs to put in place a Fair Practices Code with the approval of their Boards which, inter alia, covers recovery of loans. 2. In this connection, it is fu
RBI/2008-09/454 DNBS (PD) CC.No.139@@NBSP@@ /03.10.001/2008-09 April 24, 2009 @@NBSP@@ All Non-Banking Finance Companies @@NBSP@@ Dear Sir, @@NBSP@@ Clarification regarding repossession of vehicles financed by NBFCs @@NBSP@@ Please refer to DNBS (PD) CC No. 80 / 03.10.042 / 2005-06 dated September 28, 2006, advising NBFCs to put in place a Fair Practices Code with the approval of their Boards which, inter alia, covers recovery of loans. 2. In this connection, it is fu
ఫిబ్ర 04, 2009
Ratings of NBFCs
RBI /2008-09 /372 DNBS (PD) CC. No.134/03.10.001 / 2008-2009 February 04, 2009 @@NBSP@@ All Non-Banking Financial Companies (NBFCs) with assets size of Rs 100 crore and above excluding Residuary Non-Banking Companies (RNBCs). Dear Sirs, @@NBSP@@ Ratings of NBFCs @@NBSP@@ As per the instructions issued vide Non-Banking Financial Companies Acceptance of Public Deposits (Reserve Bank) Directions, 1998, in the event of downgrading / upgrading of the credit rating of an NB
RBI /2008-09 /372 DNBS (PD) CC. No.134/03.10.001 / 2008-2009 February 04, 2009 @@NBSP@@ All Non-Banking Financial Companies (NBFCs) with assets size of Rs 100 crore and above excluding Residuary Non-Banking Companies (RNBCs). Dear Sirs, @@NBSP@@ Ratings of NBFCs @@NBSP@@ As per the instructions issued vide Non-Banking Financial Companies Acceptance of Public Deposits (Reserve Bank) Directions, 1998, in the event of downgrading / upgrading of the credit rating of an NB
ఏప్రి 23, 2008
Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT)
RBI / 2007- 08 /294 DNBS(PD). CC 113 /03.10.042/ 2007- 08 April@@NBSP@@ 23, 2008 All Non-Banking Financial Companies, Miscellaneous Non-Banking Companies, and Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Please refer to our Company Circular DNBS(PD).CC. 48/10.42/2004-05 dated February 21, 2005 on the captioned subject. It was advised in the guidelines enclose
RBI / 2007- 08 /294 DNBS(PD). CC 113 /03.10.042/ 2007- 08 April@@NBSP@@ 23, 2008 All Non-Banking Financial Companies, Miscellaneous Non-Banking Companies, and Residuary Non-Banking Companies Dear Sir, Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT) Please refer to our Company Circular DNBS(PD).CC. 48/10.42/2004-05 dated February 21, 2005 on the captioned subject. It was advised in the guidelines enclose
అక్టో 30, 2003
Non-Banking Financial Companies, Miscellaneous Non-Banking Companies and Residuary Non-Banking Companies -Interest rate on NRI Deposits
DNBS. (PD) C.C. No.33 / 02.01 / 2003-04October 30, 2003ToAll Non-Banking Financial Companies, Miscellaneous Non-Banking Companies andResiduary Non-Banking CompaniesDear Sirs,Non-Banking Financial Companies,Miscellaneous Non-Banking Companies and Residuary Non-Banking Companies -Interest rate on NRI DepositsIn supersession of our circulars DNBS(PD) C.C. No.30, 31 and 32/02.01/2003-04 dated September 17, 19 and October 28, 2003 respectively on the above subject, it is c
DNBS. (PD) C.C. No.33 / 02.01 / 2003-04October 30, 2003ToAll Non-Banking Financial Companies, Miscellaneous Non-Banking Companies andResiduary Non-Banking CompaniesDear Sirs,Non-Banking Financial Companies,Miscellaneous Non-Banking Companies and Residuary Non-Banking Companies -Interest rate on NRI DepositsIn supersession of our circulars DNBS(PD) C.C. No.30, 31 and 32/02.01/2003-04 dated September 17, 19 and October 28, 2003 respectively on the above subject, it is c
అక్టో 28, 2003
Non-Banking Financial Companies (NBFCs) Miscellaneous Non-Banking Companies (MNBCs) and Residuary Non-Banking Companies (RNBCs) - Interest rate on NRE Deposits
DNBS (PD) C.C. No.32 / 02.01 / 2003-04October 28, 2003ToAll Non-Banking Financial Companies, Miscellaneous Non-Banking Companies and Residuary Non-Banking Companies Dear Sirs,Non-Banking Financial Companies (NBFCs)Miscellaneous Non-Banking Companies (MNBCs) and Residuary Non-Banking Companies (RNBCs) – Interest rate on NRE DepositsPlease refer to our company circulars DNBS (PD) C.C. No.30 / 02.01 / 2003-04 dated September 17, 2003; and DNBS (PD) C.C. No.31 / 02.01 / 2
DNBS (PD) C.C. No.32 / 02.01 / 2003-04October 28, 2003ToAll Non-Banking Financial Companies, Miscellaneous Non-Banking Companies and Residuary Non-Banking Companies Dear Sirs,Non-Banking Financial Companies (NBFCs)Miscellaneous Non-Banking Companies (MNBCs) and Residuary Non-Banking Companies (RNBCs) – Interest rate on NRE DepositsPlease refer to our company circulars DNBS (PD) C.C. No.30 / 02.01 / 2003-04 dated September 17, 2003; and DNBS (PD) C.C. No.31 / 02.01 / 2
సెప్టెం 17, 2003
Non-Banking Financial Companies Miscellaneous Non-Banking Companies
- Interest rate on NRI Deposits
- Interest rate on NRI Deposits
DNBS (PD) C.C. No.30 / 02.01 / 2003-04September 17, 2003ToAll Non-Banking Financial Companies and Miscellaneous Non-Banking CompaniesDear Sirs,Non-Banking Financial Companies Miscellaneous Non-Banking Companies – Interest rate on NRI DepositsIt has been decided that, keeping in view the prevailing interest rates on fresh repatriable deposits accepted from non resident Indians in the entire financial system, the rate of interest which the Non Banking Financial Companie
DNBS (PD) C.C. No.30 / 02.01 / 2003-04September 17, 2003ToAll Non-Banking Financial Companies and Miscellaneous Non-Banking CompaniesDear Sirs,Non-Banking Financial Companies Miscellaneous Non-Banking Companies – Interest rate on NRI DepositsIt has been decided that, keeping in view the prevailing interest rates on fresh repatriable deposits accepted from non resident Indians in the entire financial system, the rate of interest which the Non Banking Financial Companie
ఆగ 28, 2003
Exemption to Securitisation or Reconstruction Companies from RBI Act
(Notification No.DNBS.3/CGM (OPA)- 2003 dated August 28, 2003)
(Notification No.DNBS.3/CGM (OPA)- 2003 dated August 28, 2003)
Reserve Bank of IndiaDepartment of Non-Banking SupervisionCentral Office, Centre 1World Trade CentreCuffe Parade, ColabaMumbai - 400 005Notification No.DNBS.3/CGM (OPA)- 2003 dated August 28, 2003Exemption to Securitisation or Reconstruction Companies from RBI ActThe Reserve Bank of India, on being satisfied that it is necessary so to do, in exercise of its powers conferred under Section 45NC of the Reserve Bank of India Act, 1934 (2 of 1934) hereby declares that the
Reserve Bank of IndiaDepartment of Non-Banking SupervisionCentral Office, Centre 1World Trade CentreCuffe Parade, ColabaMumbai - 400 005Notification No.DNBS.3/CGM (OPA)- 2003 dated August 28, 2003Exemption to Securitisation or Reconstruction Companies from RBI ActThe Reserve Bank of India, on being satisfied that it is necessary so to do, in exercise of its powers conferred under Section 45NC of the Reserve Bank of India Act, 1934 (2 of 1934) hereby declares that the
ఆగ 01, 2003
Amendments to NBFC Regulations -
Exposure to infrastructure facility
Exposure to infrastructure facility
Ref. DNBS. (PD). CC. No. 29 /02.01/2003-04August 1, 2003 To All Non-Banking Financial Companies including Residuary Non-Banking Companies Dear Sirs,Amendments to NBFC Regulations – Exposure to infrastructure facility There have been certain developments in the recent past in the prudential standards for the banking system pertaining to the period for which a non-performing asset remains a sub-standard asset or period after which a sub-standard asset would become a dou
Ref. DNBS. (PD). CC. No. 29 /02.01/2003-04August 1, 2003 To All Non-Banking Financial Companies including Residuary Non-Banking Companies Dear Sirs,Amendments to NBFC Regulations – Exposure to infrastructure facility There have been certain developments in the recent past in the prudential standards for the banking system pertaining to the period for which a non-performing asset remains a sub-standard asset or period after which a sub-standard asset would become a dou
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